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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

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EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

As Published: 2016

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

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EG 2.2 Case selection: Firms and approved persons, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and approved persons, market abuse cases and listing matters

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DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

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EG 4.6 What a subject of investigation can say to third parties

As Published: 2016

EG 4.6 What a subject of investigation can say to third parties

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Similar To

COBS 7.1 Application

EG 2.6 Assisting overseas regulators

EG 3.5 Official listing investigations (section 97)

CASS 12.1 Application

REC 3.4 Key individuals and internal organisation

DTR 1C.1 Application and purpose (Primary information providers)

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

FIT 1.1 Application and purpose

FEES 12.1 Application and Purpose

EG 4.5 Notice of termination of investigations

EG 15.4 Disqualification under section 249 or section 261K

CREDS 3A.3 Borrowing

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

BIPRU 5.8 Maturity mismatches

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy