Search Result

661 - 680 of 1481 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

CONC 2.2 General principles for credit-related regulated activities

As Published: 2015

CONC 2.2 General principles for credit-related regulated activities

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

CONC 5.5 Creditworthiness assessment: P2P agreements

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS