Search Result

641 - 660 of 1425 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions