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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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EG 2.2 Case selection: Firms and approved persons, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and approved persons, market abuse cases and listing matters

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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Similar To

LR 3.3 Shares

IFPRU 11.2 Individual recovery plans

FEES 11.2 Pensions guidance providers’ levy

SUP 9.2 Making a request for individual guidance

EG 19.15 The conduct of investigations under the Money Laundering Regulations

LR 3.4 Debt and other securities

IFPRU 8.2 Large Exposures

APER 3.1 Introduction

SUP 13.1 Application and purpose

SUP 15.6 Inaccurate, false or misleading information

REC 3.4 Key individuals and internal organisation

EG 7.6 Private warnings

EG 12.1 The FCA’s general approach

REC 4.2C Control over a UK RIE

EG 16.2 Disapplication orders

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 2.2 Case selection: Firms and approved persons, market abuse cases and listing matters

LR 2.2 Requirements for all securities