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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF