Search Result

441 - 460 of 797 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles