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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications