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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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