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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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PERG 8.1 Application and purpose

PERG 4.2 Introduction

PERG 1.4 General guidance to be found in PERG

REC 1.2 Purpose, status and quotations

SUP 16.6 Compliance reports

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

EG 19.9 Electronic commerce activity directions: the FCA’s policy

PRIN 3.1 Who?

BIPRU 11.2 Basis of disclosures

SUP 16.20 Submission of recovery plans and information for resolution plans

CASS 1.4 Application: particular activities

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

SUP 8.5 Notification of altered circumstances relating to waivers

DEPP 1.2 Introduction to statutory notices

PR 1.2 Requirement for a prospectus and exemptions

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

LR 5.2 Cancelling listing

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption