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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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CONC 3.2 Financial promotion general guidance

As Published: 2015

CONC 3.2 Financial promotion general guidance

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CONC 5.2 Creditworthiness assessment: before agreement

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement

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CONC 6.2 Assessment of creditworthiness: during agreement

As Published: 2014

CONC 6.2 Assessment of creditworthiness: during agreement

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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COLL 8.1 Introduction

COBS 22.2 Requirements on the retail distribution of mutual society shares

COBS 2.4 Agent as client and reliance on others

CASS 6.2 Holding of client assets

LR 15.2 Requirements for listing

SUP 13A.3 Qualifications for authorisation under the Act

COBS 18.11 Authorised professional firms

COND 1.3 General

EG 9.2 The FCA’s general policy in this area

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

CONC 10.2 Prudential resources requirements

APER 4.7 Statement of Principle 7

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)