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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

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INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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Similar To

EG 19.23 Electronic Money Regulations 2011

SYSC 6.3 Financial crime

CREDS 9.2 Reporting

SUP 5.1 Application and purpose

SUP App 3.6 Freedom to provide services

COLL 7.7 UCITS mergers

PERG 4.15 Mortgage activities carried on by 'packagers'

MAR 8.2 Requirements for benchmark submitters

REC 2.15 Discipline

COLL 6.13 Record keeping

CONC 10.1 Application and purpose

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

BIPRU 13.7 Contractual netting

GEN 4.3 Letter disclosure

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

INSPRU 1.2 Mathematical reserves

COLL 8.5 Powers and responsibilities

PR 1.2 Requirement for a prospectus and exemptions

COLL 12.3 EEA UCITS management companies