Search Result

261 - 280 of 1440 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose