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EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

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TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

PR App 1.1

COLL 6.7 Payments

REC 2.9 Transaction recording

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

MCOB 9.5 Disclosure at the offer stage for equity release transactions

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

REC 4.8 The section 298 procedure

SUP 16.6 Compliance reports

BIPRU 7.8 Securities underwriting

BIPRU 13.5 CCR standardised method

CASS 7.12 Organisational requirements: client money

SUP 16.20 Submission of recovery plans and information for resolution plans

MCOB 1.2 General application: who? what?

BIPRU 7.10 Use of a Value at Risk Model

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

TC App 4.1 Appropriate Qualification tables

SUP 3.11 Review of auditor’s client assets report

SUP 8.9 Decision making

COLL 8.4 Investment and borrowing powers