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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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FEES App 1.1 Introduction

GEN 4.1 Application

BIPRU 1.2 Definition of the trading book

EG 14.2 Choice of powers

EG 2.1 Case selection and the use of enforcement powers

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

PERG 7.7 Post-certification issues

SUP 1A.3 The FCA's approach to supervision

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 3.2 Purpose

REC 4.8 The section 298 procedure

SUP 9.2 Making a request for individual guidance

SUP 10A.11 Minimising overlap with the PRA approved persons regime

PERG 5.13 Appointed representatives

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading