Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

…

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

…

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

…

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

…

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 17.5 Requirements for states, regional and local authorities and public international bodies

REC 3.3 Waivers

FIT 1.2 Introduction

SUP 2.1 Application and purpose

PERG 8.4 Invitation or inducement

EG 19.27 Alternative Investment Fund Managers Regulations 2013

FIT 1.1 Application and purpose

EG 19.23 Electronic Money Regulations 2011

SUP 16.10 Verification of standing data

BIPRU 7.9 Use of a CAD 1 model

EG 19.14 Money Laundering Regulations 2007

SUP 3.6 Firms' cooperation with their auditors

EG 7.5 Payment of financial penalties

PERG 8.37 AIFMD Marketing

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

REC 2.16A Operation of a multilateral trading facility

CASS 6.1 Application

REC 2.11 Custody

INSPRU 1.1 Application

PERG 5.2 Introduction