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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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Similar To

SYSC 1.1A Application

FIT 1.2 Introduction

LR 10.2 Classifying transactions

BIPRU 8.8 Advanced prudential calculation approaches

EG 19.23 Electronic Money Regulations 2011

PERG 8.4 Invitation or inducement

EG 19.14 Money Laundering Regulations 2007

SUP 16.10 Verification of standing data

FIT 1.1 Application and purpose

IPRU-INV 1.2 APPLICATION

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy