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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

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IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

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PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

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SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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CONC 3.11 Not approving certain financial promotions

As Published: 2014

CONC 3.11 Not approving certain financial promotions

…

DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

…

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Similar To

LR 8.6 Criteria for approval as a sponsor

REC 2.3 Financial resources

LR 5.6 Reverse takeovers

DEPP 7.2 Interviews

ICOBS 6.1 General

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

DEPP 4.1 Executive decision maker

LR 8.7 Supervision of sponsors

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

PERG 8.26 The investment must be a particular investment

SYSC 1.4 Application of SYSC 11 to SYSC 21

DTR 7.2 Corporate governance statements

GEN 4.2 Purpose

PERG 2.8 Exclusions applicable to particular regulated activities

IPRU-INV 2.1 APPLICATION

PERG 13.4 Financial Instruments

APER 4.1 Statement of Principle 1

COBS 11.6 Use of dealing commission

CONC 3.11 Not approving certain financial promotions

DTR 8.1 Application