Search Result

761 - 780 of 849 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items