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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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EG 6.3 Decisions against ECA providers

As Published: 2016

EG 6.3 Decisions against ECA providers

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

As Published: 2010

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2015

IPRU-INV 12.1 APPLICATION AND PURPOSE

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

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