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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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