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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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SUP 9.1 Application and purpose

EG 7.5 Payment of financial penalties

PERG 6.5 General principles

REC 4.2 The supervisory relationship with UK recognised bodies

EG 16.1 The FCA’s general approach to making disapplication orders

LR 4.4 Miscellaneous

FEES 10.3 Late payments and recovery of unpaid levies

EG 3.10 Liaison where other authorities have an interest

SUP 10A.16 How to apply for approval and give notifications

PR 3.4 Supplementary prospectus

SUP 16.10 Verification of standing data

PERG 4.9 Agreeing to carry on a regulated activity

FEES 5.9 Leaving the Financial Ombudsman Service