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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 15.5 Removal of a disqualification

As Published: 2016

EG 15.5 Removal of a disqualification

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2015

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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EG 19.14 Money Laundering Regulations 2007

As Published: 2016

EG 19.14 Money Laundering Regulations 2007

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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