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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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REC 3.4 Key individuals and internal organisation

FEES 8.1 Consumer Credit permissions

REC 2.4 Suitability

REC 2.14 Rules and consultation

REC 3.8 Financial and other information

PERG 12.3 Rights under a personal pension scheme

CONC 3.5 Financial promotions about credit agreements not secured on land

COLL 4.5 Reports and accounts

PERG 13.1 Introduction

SYSC 3.1 Systems and Controls

EG 19.20 Payment Services Regulations 2009

PERG 5.4 The business test

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

BIPRU 7.10 Use of a Value at Risk Model

COBS 4.10 Systems and controls and approving and communicating financial promotions

EG 8.1 Introduction

EG 2.10 Industry guidance

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy