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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2015

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

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COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

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BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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MIPRU 4.2C Credit risk mitigation

As Published: 2015

MIPRU 4.2C Credit risk mitigation

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FEES 1.1 Application and Purpose

REC 4.2B Exercise of passport rights by a UK RIE

BIPRU 9.10 Reduction in risk-weighted exposure amounts

COLL 6.9 Independence, names and UCITS business restrictions

BIPRU 7.7 Position risk requirements for collective investment undertakings

LR 3.3 Shares

FEES 4.2 Obligation to pay periodic fees

SYSC 6.1 Compliance

MAR 1.3 Market abuse (insider dealing)

REC 3.14A Operation of a regulated market or MTF

DEPP 1.2 Introduction to statutory notices

MIPRU 4.1 Application and purpose

SUP 1A.1 Application and purpose

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading