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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

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COND 1.3 General

As Published: 2013

COND 1.3 General

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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