Search Result

161 - 180 of 973 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose