Search Result

401 - 420 of 1593 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

BIPRU 9.7 Recognition of credit assessments of ECAIs

As Published: 2006

BIPRU 9.7 Recognition of credit assessments of ECAIs

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose