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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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CASS 7.17 Statutory trust

As Published: 2015

CASS 7.17 Statutory trust

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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