Search Result

381 - 400 of 1247 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2014

DTR 1C.2 Modifying rules and consulting the FCA

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities