Search Result

101 - 120 of 1370 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose