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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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