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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

…

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

…

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

…

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

…

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

…

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

…

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

…

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

…

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

…

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

…

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

…

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

…

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

…

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

…

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

…

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

…

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

…

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

…

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