Search Result

201 - 220 of 1260 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

MCOB 13.6 Repossessions

As Published: 2006

MCOB 13.6 Repossessions

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients