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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

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COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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