Search Result

701 - 720 of 1149 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 10.3 Late payments and recovery of unpaid levies

As Published: 2015

FEES 10.3 Late payments and recovery of unpaid levies

FEES 10.4 Relieving provisions

As Published: 2015

FEES 10.4 Relieving provisions

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

MIPRU 4.2A Credit risk capital requirement

As Published: 2012

MIPRU 4.2A Credit risk capital requirement

CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

IFPRU 9.1 Application and Purpose

As Published: 2014

IFPRU 9.1 Application and Purpose

PERG 17.1 Introduction

As Published: 2014

PERG 17.1 Introduction

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

COBS 19.5 Independent governance committees (IGCs)

As Published: 2015

COBS 19.5 Independent governance committees (IGCs)

IFPRU 3.1 Base own funds requirement

As Published: 2014

IFPRU 3.1 Base own funds requirement