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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity