Search Result

541 - 560 of 1368 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2015

IPRU-INV 11.2 MAIN REQUIREMENTS

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

IFPRU 11.3 Group recovery plans

As Published: 2015

IFPRU 11.3 Group recovery plans

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

SUP 8A.5 Revoking or varying directions and determinations

As Published: 2014

SUP 8A.5 Revoking or varying directions and determinations

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters