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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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Similar To

COLL 13.2 Operational requirements for feeder NURS

SUP 6.2 Introduction

REC 6.3 Recognition requirements

COLL 8.6 Termination, suspension, and schemes of arrangement

SUP 8A.5 Revoking or varying directions and determinations

MAR 1.10 Statutory exceptions

MAR 1.3 Market abuse (insider dealing)

BIPRU 7.7 Position risk requirements for collective investment undertakings

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

CONC 2.7 Distance marketing

PERG 15.2 General

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading