Search Result

1001 - 1020 of 1099 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2014

DTR 1C.2 Modifying rules and consulting the FCA

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money