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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

IPRU-INV 5 Financial Resources

As Published: 2014

IPRU-INV 5 Financial Resources

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2015

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

IFPRU 11.2 Individual recovery plans

As Published: 2015

IFPRU 11.2 Individual recovery plans

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

IFPRU 2.1 Application and purpose

As Published: 2014

IFPRU 2.1 Application and purpose

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES