Search Result

141 - 160 of 728 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

COND 1.1A Application

As Published: 2013

COND 1.1A Application

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers