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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PR App 3.1

As Published: 2005

PR App 3.1

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches