Search Result

1241 - 1260 of 1371 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

COBS 19.3 Product disclosure to members of occupational pension schemes

As Published: 2007

COBS 19.3 Product disclosure to members of occupational pension schemes

LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2015 to 31 March 2016

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2015 to 31 March 2016

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

DISP App 3.9 Other matters concerning redress

As Published: 2010

DISP App 3.9 Other matters concerning redress

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

DISP App 3.2 The assessment of a complaint

As Published: 2010

DISP App 3.2 The assessment of a complaint

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

DISP App 3.5 Re-assessing rejected claims

As Published: 2010

DISP App 3.5 Re-assessing rejected claims

CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments

COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others