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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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SYSC 19D.3 Remuneration principles

SUP 13.5 Notices of intention

CASS 7.19 Clearing member client money sub-pools

REC 2.7 Access to facilities

SYSC 5.1 Skills, knowledge and expertise

PERG 8.36 Illustrative tables

FEES 5.9 Leaving the Financial Ombudsman Service

COLL 4.5 Reports and accounts

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COLL 6.9 Independence, names and UCITS business restrictions

BIPRU 7.10 Use of a Value at Risk Model

SUP 13A.3 Qualifications for authorisation under the Act

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading