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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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COBS 19.7 Retirement risk warnings

As Published: 2015

COBS 19.7 Retirement risk warnings

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

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