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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

CONC 6.6 Pawn broking: conduct of business

As Published: 2014

CONC 6.6 Pawn broking: conduct of business

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

COBS 22.2 Requirements on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Requirements on the retail distribution of mutual society shares

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing