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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

PR App 3.1

As Published: 2005

PR App 3.1

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

CASS 11.5 Organisational requirements

As Published: 2014

CASS 11.5 Organisational requirements