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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

LR 17.1 Application

As Published: 2005

LR 17.1 Application

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance