Search Result

361 - 380 of 1312 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.13 Settlement risk

As Published: 2014

IFPRU 4.13 Settlement risk

PERG 13.2 General

As Published: 2011

PERG 13.2 General

COND 1.1A Application

As Published: 2013

COND 1.1A Application

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

PERG 15.2 General

As Published: 2011

PERG 15.2 General

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation