Search Result

261 - 280 of 1222 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom