Search Result

161 - 180 of 736 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2009

BIPRU 5.2 The central principles of credit risk mitigation

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose